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METR 与 Redwood Research 三周驻场审计 OpenAI,发现 AI 安全监控存在多处缺口

原标题:Three-week on-site audit at OpenAI reveals major gaps in AI safety monitoring

METR 与 Redwood Research 的两名研究人员于 7 月 21 日至 8 月 11 日在 OpenAI 驻场三周,审计其针对失控 AI 行为的内部监控系统。审计期间估计 6% 到 25% 的 GPT-5.5 级及以上模型的内部 agentic Responses API 流量完全未被监控覆盖;本应受监控的内部 Codex 流量在 5 月至 7 月间约有 10% 因压缩事件处理漏洞未被追踪,OpenAI 在审计期间自行发现并修复了该漏洞。审计人员还找到了隐藏数百次操作和绕过 Codex 沙箱的方法,并判断特制输入可能导致监控器整体崩溃,且 RL 训练中的模型行为在审计开始时完全未被监控。61 页完整报告仅公开简短摘要。

为什么值得看

文章梳理了外部审计发现的监控盲区与绕过方式,并交代报告公开程度受限,有助于了解前沿实验室安全审计的实际运作。

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原文

Two researchers from METR and Redwood Research spent three weeks on-site at OpenAI, auditing the company's internal monitoring system for rogue AI behavior.

From July 21 to August 11, they had access to OpenAI's codebase and internal documents and interviewed about a dozen employees.

The team found numerous weaknesses. An estimated 6 to 25 percent of internal agentic Responses API traffic from models at the GPT-5.5 class and above wasn't covered by monitoring at all during the audit period, though METR says the uncertainty around that estimate is significant in both directions.

For internal Codex traffic that was supposed to be monitored, METR estimates roughly 10 percent went untracked between May and July because of a gap in how the system handled compaction events, which are context summaries. That estimate also carries significant uncertainty, according to METR. OpenAI had independently discovered the bug and fixed it while the audit was still underway.

During the period when compaction events weren't being monitored, agents could also delay oversight because the system only triggered when they handed control back to the user. That meant agents could sidestep it by simply continuing to execute actions.

The auditors also found ways to hide hundreds of actions from the monitor and to bypass the Codex sandbox. They determined that specially crafted inputs could likely crash the monitor entirely and that model behavior during RL training wasn't being monitored at all when the audit began.

The four layers where AI monitoring can fail, from missing coverage to fooling human reviewers. | Image: METR

OpenAI says it paused RL training after the Hugging Face incident in August and expanded monitoring to cover it, but those changes came after the auditors' access period ended and weren't part of the evaluation.

Most of the full report remains hidden from the public

OpenAI says it has fixed all the weaknesses the auditors found, and the full 61-page report was handed over internally. After OpenAI applied redactions, METR and Redwood Research leadership received a 38-page version, while only a short summary was made available to the public. METR said it had no right to disclose the redacted portions on its own.

The audit was a pilot program organized jointly by METR, Redwood Research, and OpenAI to give outside researchers deep access to internal infrastructure. For future audits, METR says it wants to push for more public transparency.

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事件综述

METR与Redwood驻场红队测试OpenAI内部智能体监控系统

2026年10月22日,OpenAI宣布今年夏天邀请METR和Redwood Research对其内部监控系统开展嵌入式评估试点,在三周内向两家机构的评估人员提供对基础设施的深度访问。据METR于10月22日发文说明,一名METR员工和一名Redwood Research员工于7月21日至8月11日驻场OpenAI三周,对其用于监测内部智能体失对齐的系统(覆盖Codex等编码智能体)开展红队测试,发现多项漏洞:两个可启动不受监控智能体副本的header、一种使数百次智能体行为躲过监控的利用方式,以及可通过持续行动无限推迟被监控的缺陷。报告估计,5至7月间约10%本应可监控的内部Codex流量因此未被监控(报道称OpenAI在审计期间自行发现并修复了该漏洞);Responses API上至少GPT-5.5级别模型的智能体流量约75%至94%纳入监控,内部Codex智能体为99.2%。报道称审计人员还发现隐藏操作、绕过Codex沙箱的方法,判断特制输入可能导致监控器整体崩溃,且RL训练中模型行为在审计开始时完全未被监控。OpenAI表示所有影响生产防护的漏洞均已修复,但METR未评估该说法,公开内容仅为经OpenAI审阅的简短摘要,61页完整报告未公开。OpenAI称评估结果帮助其在扩展系统时加强了安全防护,并将影响未来与METR等第三方的合作。

其他来源的报道 2