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OpenAI利用AI在数学、CS和物理学领域生成证明,并邀请诺贝尔奖得主等外部专家进行交叉核查

原标题:OpenAI asks outside experts, including a Nobel laureate, to check proofs its AI produced in math, computer science, and physics

OpenAI的AI系统在数学、计算机科学和物理学领域生成了复杂的证明,并寻求外部专家进行独立验证。在计算机科学中,AI声称证明指数时间假设(ETH)不成立,该结果可能对P与NP问题产生重大影响。AI还证明了局部平滑猜想的各维度成立,并为四维量子场理论(如杨-米尔斯理论)的某些部分提供了数学存在性证明。

为什么值得看

OpenAI利用AI在数学、计算机科学和物理学领域生成证明,并寻求诺贝尔奖得主等外部专家进行核查,探讨AI突破的验证方法。

阅读原文 ↗10月28日 AI 日报

本页的摘要、推荐理由与解读出自 AIsa Studio 的 AI 风向智能体,原文版权归原作者所有。

深度解读

发生了什么

OpenAI宣布其AI系统在数学、计算机科学和物理学三个领域生成了重大证明结果,并邀请外部专家担任「shepherds」(引导人)进行交叉核查。根据专家建议,公司对不同领域采取了不同的处理方式:数学和计算机科学证明已翻译为Lean语言,物理学的Yang-Mills证明虽已翻译为Lean,但由核查小组暂缓公开材料,计划自行撰写结果。OpenAI表示不声称对这些发现享有科学功劳,功劳应归于负责解释结果的各组。

关键细节

  • 计算机科学:AI声称证明了指数时间假设(ETH)为假。ETH与SAT问题及P vs NP问题相关,此前被广泛接受为真,图论、计算生物学、数据库等领域数百篇论文以之为前提。若证明成立,这些论文虽不会自动出错,但将不再是被证明的状态。提出ETH的Russell Impagliazzo、Ramamohan Paturi与MIT的Ryan Williams正在独立核查,三人未签保密协议、无报酬,并计划随时分享阶段性发现。
  • 数学:AI给出了1991年提出的局部平滑猜想的全维度证明,而此前仅在2019年被证明于二维成立。该猜想是几何学中Kakeya猜想和傅里叶分析中Stein限制猜想的基础,OpenAI称后两者也随之在全维度得到解决。此结果没有专门核查小组,OpenAI应一位外部专家建议直接公布了证明文本和Lean证明。
  • 物理学:AI证明了某些量子场论在四维中数学上存在,涵盖Yang-Mills理论、QCD及最简单的大统一理论。OpenAI明确表示只解决了杨-米尔斯千禧年难题中的存在性部分,质量间隙部分仍未解决。

为什么重要

三个结果若有一项成立,均属重大突破:推翻ETH将动摇计算机科学的核心假设;局部平滑猜想的全维度证明会连带解决两个著名猜想;量子场论存在性证明则朝将该理论置于严格数学基础上的目标迈进。同时,核查过程本身也引发关注:谁来挑选首批引导人、信息何时公开、如何分配功劳,Williams团队在公开信中呼吁就「如何验证AI突破、谁能获取、功劳归谁」展开更广泛讨论。MIT教授Ryan Williams对实际影响持谨慎态度:在当前节奏下,实用SAT求解「可能在12个月内看到重大进展」,「也可能什么都没有,我真的不知道」。OpenAI还承诺资助相关会议,并向Simons基金会捐资500万美元用于相关工作坊和会议。

对谁有影响

  • 计算机科学、纯数学、理论物理领域的研究者:相关成果直接影响其研究基础,芯片设计、软件测试所用的SAT求解器领域也可能间接受益。
  • 学术界与科学出版体系:AI生成成果的验证流程、公开方式与功劳分配成为待解问题。
全文翻译

以下翻译只覆盖原文的前一部分,其余内容请看下方原文。

因此,OpenAI 聘请外部专家担任结果的“牧羊人”(监督者)。根据他们的建议,该公司对不同领域采取了不同的处理方式。OpenAI 表示,它还将数学和计算机科学证明翻译成了 Lean 语言。

Lean 是一种编程语言,可以让计算机检查证明的每一步。但这并不能保证结果没有错误。Lean 仅检查证明是否如其在 Lean 中编写的那样确立了该陈述。专家仍需决定该陈述是否真正捕捉到了预期的问题。

如果 OpenAI 是正确的,那么计算机科学中的一个核心假设就是错误的

计算机科学的结果围绕 指数时间假说 (ETH) 展开。它涉及布尔可满足性问题,即 SAT。SAT 处理的是一个逻辑公式,其变量只能为真或假。问题是,你是否能设置变量使得整个公式为真。

对于只有少数变量的情况,你可以尝试所有组合。但每增加一个变量,可能性就会翻倍。对于 100 个变量,你面对的数字已经有 31 位了。

简而言之,ETH 指出不存在真正的捷径。你可以加速试错过程,但在最坏情况下,计算时间仍然呈指数级增长,每增加一个变量,时间就按固定倍数增加。

OpenAI 表示,可满足性问题与 P 与 NP 问题 密切相关。这是一个著名的未解之谜:一个问题如果其解可以快速验证,是否也可以快速求解?对于 SAT,验证很容易,因为你只需代入一个提议的答案并进行计算即可。困难的部分在于找到一个可行的答案。

SAT 被认为是此类难题的教科书式例子。一种快速的求解方法将立即使成千上万的其他问题也变得易于求解。大多数专家认为不存在这样的方法。这种信念被简称为“P 不等于 NP”。

ETH 比这一猜想更进一步。它不仅指出 SAT 是难的,还指出了有多难。如果 ETH 崩溃,P 仍可能与 NP 不同,因此难题不会自动变得简单。

ETH 曾被广泛接受为真。图论、计算生物学、数据库和计算几何领域的数百篇论文都建立在其基础上。例如,它们表明,如果 ETH 成立,则某些问题无法在特定时间内更快解决。

现在 OpenAI 称其系统已证明 ETH 是错误的。如果该证明成立,这些论文将失去基础。它们的结果不一定自动错误,但不再得到证明。

OpenAI 表示,这一结果可能有助于研究人员找到更好的算法。但要将其转化为实际收益,仍需大量研究。

实际收益尚不明确,但理论影响将是巨大的

SAT 在实践中非常重要。专门的程序称为 SAT 求解器,用于检查芯片设计中的错误并测试软件等。

它们通常已经能够处理包含数百万个变量的公式。这是因为来自现实世界应用的公式通常比 ETH 所处理的最坏情况容易得多。仅加速最坏情况并不会自动帮助这些程序。

麻省理工学院教授 Ryan Williams 在 X 上也表达了同样谨慎的态度。当一位用户询问普通开发者会最先注意到什么时,Williams 表示目前无人知晓。他表示,以目前的进度,实用 SAT 求解可能在 12 个月内取得重大进展是合理的。“或者我们可能什么都看不到。我真的不知道,”他承认道。

这一结果也将波及复杂性理论本身,特别是电路的研究,电路是由 AND、OR 和 NOT 等基本逻辑门组成的网络。Williams 表示,如果 OpenAI 的结果成立,那么可以推断出某一类非常苛刻的问题无法用小电路来解决。“小”在这里意味着当输入长度加倍时,电路所需的门数最多也只增加约两倍。

ETH 的提出者正在核查其是否错误

Williams 将与加州大学圣地亚哥分校的 Russell Impagliazzo 和 Ramamohan Paturi 一起独立核查并解释这一结果。Impagliazzo 和 Paturi 最初与 Francis Zane 共同提出了 ETH。Williams 写道,该小组未签署任何保密协议,无偿工作,并计划随着进展分享中间发现。

在一份公开信中,三人明确表示,他们的参与并非对该主张的认可。他们写道,如此重大的结果需要仔细、独立的审查。

应该小组的要求,OpenAI 正在发布所有原始数据,包括书面证明和 Lean 证明。该公司还承诺资助一场关于该结果对领域影响的会议。

一项数十年的波猜想现在可能在每个维度上都成立

数学结果涉及关于声波、光波或地震波等波的猜想。数学家 Christopher Sogge 于 1991 年提出了这一猜想。

波可以集中在一个点上,就像光线在放大镜的焦点处一样。该猜想指出,这种极端的集中只持续很短的时间。从时间平均来看,波的行为比极端情况所暗示的更平滑或更均匀。这就是为什么它被称为局部平滑猜想。

迄今为止,它仅在二维情况下得到证明,适用于如水面上这样的波。Guth、Wang 和 Zhang 在 2019 年完成了这一证明。OpenAI 表示,其模型现在已为每个维度生成了证明,包括空间中的波以及具有更多维度的假设空间中的波。

OpenAI 表示,这一结果超越了波的研究。由于局部平滑猜想是该领域的基础,由此可推导出另外两个著名的猜想。它们是几何学中的 Kakeya 猜想 和 傅里叶分析 中的 Stein 限制猜想。傅里叶分析将声音等信号分解为单个振荡。证明局部平滑猜想将自动证明这两个猜想。

Kakeya 猜想显示了即使是这些后续结果也多么难以证明。Wang 和 Zahl 仅在 2025 年证明了三维情况。据 OpenAI 称,现在这两个猜想将在所有维度上得到解决。

与其他两项结果不同,没有专门的小组来监督此证明。OpenAI 表示,它确实联系了一位外部专家讨论此类合作。但根据此人的建议,公司直接发布了证明文本和 Lean 证明。这样,研究人员可以自己决定如何检查结果。

OpenAI 希望为量子场论奠定坚实的数学基础

物理学结果触及粒子物理的基础。物理学家使用 量子场论 描述基本粒子及其之间的力,OpenAI 称其为现代理论物理学中最重要的框架。其预测极其准确,但这些理论缺乏精确的数学基础。

相反,物理学家使用近似值,例如一个虚构的点阵,他们不断使其变得更精细。这仍然是一个未解之谜:这是否会产生一个唯一且一致的理论,也就是说,理论是否在数学意义上“存在”。它是否正确描述了自然则是另一个单独的问题。

OpenAI 表示,其 AI 已证明某些量子场论在四维中存在,即三个空间维度加一个时间维度。到目前为止,没有人能在粒子相互作用的理论中完成四维的证明。

强力处于中心位置。它将夸克结合成质子和中子,从而将原子核结合在一起。传递强力的粒子称为胶子。该证明涵盖了三个像阶梯一样层层递进的理论。

底层步骤是 杨-米尔斯理论。它仅描述胶子,不包括夸克。它与七个千禧年大奖难题之一相关,克雷数学研究所为每个难题提供 100 万美元奖金。

该问题有两个部分。第一部分是证明杨-米尔斯理论在数学上存在。第二部分是展示它具有所谓的质量间隙。OpenAI 明确表示,它仅解决了存在性部分。这意味着千禧年问题并未完全解决。

质量间隙指向一个谜题。在方程中,胶子没有质量,而由无质量粒子传递的力通常作用距离很远。电磁力就是一个例子,它由无质量的光子传递。相比之下,强力只在极短的距离内起作用,例如在原子核内部。物理学家解释说,胶子聚集成具有质量的团块,即使是最轻的也不是无质量的。零和那个最小可能质量之间的差距称为质量间隙。计算机模拟支持这一观点,但没有人从数学上证明过它。

第二步是 量子色动力学 (QCD)。它加入了夸克,并对强力给出了完整的描述。

OpenAI 表示,这两种理论之所以能在数学上存在,主要归功于渐近自由。这意味着随着粒子靠得越近,强力越弱。这使得即使在点阵变得越来越精细的情况下,数学处理仍然可行。

第三步通常是 粒子物理标准模型。它描述了四种基本力中的三种,除了引力。然而,据 OpenAI 称,它不能扩展到任意小的距离,因为其某些力在小距离下变强而不是变弱。

这就是为什么证明涵盖了最简单的大统一理论。它将三种力简化为一种力,并包括了标准模型的力和物质粒子。与强力一样,这种统一力在小距离下会变弱。不过,尚无实验证实此类理论。

如果证明成立,这三个步骤都将拥有数学基础。这不会改变物理学的任何预测。OpenAI 希望它能将量子场论转变为一种数学严谨的学科。

由 David Gross 领导的小组将监督这项工作。Gross 因其在渐近自由方面的工作分享了 2004 年诺贝尔物理学奖。该小组还包括 Michael Douglas、Arthur Jaffe、Igor Klebanov 和 Nikita Nekrasov。Jaffe 帮助撰写了关于杨-米尔斯理论的千禧年大奖难题。

OpenAI 表示,它已将杨-米尔斯证明翻译成 Lean。但与计算机科学小组不同,该小组目前暂不公开 AI 的材料,并计划自行撰写结果报告。

OpenAI 的审查过程本身引发了疑问

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So OpenAI asked outside experts to act as "shepherds" for the results. Based on their advice, the company is handling each field differently. OpenAI says it also translated the math and computer science proofs into Lean.

Lean is a programming language that lets a computer check every step of a proof. That doesn't guarantee the result is error-free, though. Lean only checks whether the proof establishes the statement as it was written in Lean. Experts still have to decide whether that statement actually captures the intended problem.

If OpenAI is right, a core assumption in computer science is wrong

The computer science result centers on the Exponential Time Hypothesis (ETH). It concerns the Boolean satisfiability problem, or SAT. SAT deals with a logical formula whose variables can only be true or false. The question is whether you can set the variables so the whole formula comes out true.

With only a few variables, you can just try every combination. But each new variable doubles the number of possibilities. With 100 variables, you're already looking at a 31-digit number.

Put simply, the ETH says there's no real shortcut. You can speed up the trial and error, but in the worst case, computing time still grows exponentially, increasing by a fixed factor with every added variable.

OpenAI says the satisfiability problem is closely tied to the P versus NP problem. That's the famous open question of whether a problem whose solution can be checked quickly can also be solved quickly. With SAT, checking is easy because you just plug in a proposed answer and do the math. The hard part is finding one that works.

SAT is considered the textbook example of hard problems of this kind. A fast method for solving it would instantly make thousands of other problems fast to solve too. Most experts believe no such method exists. That belief goes by the shorthand "P does not equal NP."

The ETH goes further than that conjecture. It says not only that SAT is hard, but how hard. If the ETH falls, P could still differ from NP, so hard problems wouldn't automatically become easy.

The ETH was widely accepted as true. Hundreds of papers in graph theory, computational biology, databases, and computational geometry build on it. They show, for example, that a problem can't be solved faster than a certain time if the ETH holds.

Now OpenAI says its system has proved the ETH is false. If the proof holds, those papers lose their foundation. Their results wouldn't automatically be wrong, but they'd no longer be proven.

OpenAI says the result could help researchers find better algorithms. Turning it into practical gains would still take a lot of research, though.

The practical payoff is unclear, but the theoretical fallout would be big

SAT matters a lot in practice. Specialized programs called SAT solvers check chip designs for errors and test software, for example.

They often handle formulas with millions of variables already. That's because formulas from real-world applications are usually much easier than the worst case the ETH deals with. Speeding up only the worst case wouldn't automatically help these programs.

MIT professor Ryan Williams struck a similarly cautious tone on X. When a user asked what everyday developers would notice first, Williams said nobody knows yet. At the current pace, he said, it's plausible that practical SAT solving could see serious progress within 12 months. "Or we may see nothing of the sort. I really don't know," he admitted.

The result would also ripple through complexity theory itself, specifically the study of circuits, which are networks of simple logic gates like AND, OR, and NOT. If OpenAI's result holds, Williams says it would follow that a certain class of very demanding problems can't be solved with small circuits. "Small" here means that when the input doubles in length, the circuit needs at most about twice as many gates.

The people who came up with the ETH are checking whether it's wrong

Williams will independently check and explain the result together with Russell Impagliazzo and Ramamohan Paturi of UC San Diego. Impagliazzo and Paturi originally proposed the ETH along with Francis Zane. Williams writes that the group hasn't signed any nondisclosure agreements, is working unpaid, and plans to share interim findings as they go.

In an open letter, the three also make clear that their involvement isn't an endorsement of the claim. A result this big needs careful, independent review, they write.

At the group's request, OpenAI is publishing all the raw data, including the written proof and the Lean proof. The company has also committed to funding a conference on what the result means for the field.

A decades-old wave conjecture may now hold in every dimension

The math result concerns a conjecture about waves like those in sound, light, or earthquakes. Mathematician Christopher Sogge proposed it in 1991.

Waves can concentrate at a single spot, much like light at the focal point of a magnifying glass. The conjecture says this extreme concentration only lasts briefly. Averaged over time, waves behave more smoothly, or evenly, than the extreme case would suggest. That's why it's called the local smoothing conjecture.

Until now, it had only been proven in two dimensions, for waves on a surface like water. Guth, Wang, and Zhang did that in 2019. OpenAI says its models have now produced a proof for every dimension, including waves in space and in hypothetical spaces with even more dimensions.

OpenAI says the result reaches beyond waves. Because the local smoothing conjecture is so basic to the field, two other well-known conjectures follow from it. They are the Kakeya conjecture from geometry and Stein's restriction conjecture from Fourier analysis. Fourier analysis breaks signals like sounds into individual oscillations. Proving the local smoothing conjecture automatically proves both of these as well.

The Kakeya conjecture shows how hard even these follow-on results are. Wang and Zahl only proved it for three dimensions in 2025. According to OpenAI, both conjectures would now be solved in all dimensions.

Unlike the other two results, no dedicated group is shepherding this proof. OpenAI says it did reach out to an outside expert to discuss that kind of collaboration. On that person's advice, though, the company published the proof text and the Lean proof directly. That way, researchers can decide for themselves how to check the result.

OpenAI wants to put quantum field theory on solid mathematical ground

The physics result goes to the foundation of particle physics. Physicists describe elementary particles and the forces between them using quantum field theory, which OpenAI calls the most important framework in modern theoretical physics. Its predictions are extremely accurate, but the theories lack an exact mathematical basis.

Instead, physicists work with approximations, such as an imaginary lattice of points that they keep making finer. It's still an open question whether this produces a unique, consistent theory, meaning whether a theory "exists" in the mathematical sense. Whether it describes nature correctly is a separate question.

OpenAI says its AI has proved that certain quantum field theories exist in four dimensions, meaning three dimensions of space plus time. So far, nobody has pulled off such a proof in four dimensions for theories where particles interact with each other.

The strong force sits at the center of it. It binds quarks into protons and neutrons, which in turn holds atomic nuclei together. Particles called gluons carry it. The proof covers three theories that build on each other like steps.

The bottom step is Yang-Mills theory. It describes only gluons, without quarks. It's tied to one of the seven Millennium Prize Problems, each of which carries a $1 million prize from the Clay Mathematics Institute.

The problem has two parts. The first is proving that Yang-Mills theory exists mathematically. The second is showing that it has a so-called mass gap. OpenAI explicitly says it has solved only the existence part. That means the Millennium Problem wouldn't be fully solved.

The mass gap points to a puzzle. In the equations, gluons have no mass, and forces carried by massless particles normally reach very far. The electromagnetic force, which massless light carries, is one example. The strong force, by contrast, only acts over tiny distances, such as inside an atomic nucleus. Physicists explain this by saying gluons clump into structures that do have mass, and even the lightest of them isn't massless. The gap between zero and that smallest possible mass is called the mass gap. Computer simulations support it, but nobody has proven it mathematically.

The second step is quantum chromodynamics (QCD). It adds quarks and gives a complete description of the strong force.

OpenAI says both theories can exist mathematically mainly because of asymptotic freedom. This means the strong force gets weaker as particles get closer. That keeps the math manageable even as the lattice gets finer and finer.

The third step would normally be the Standard Model of particle physics. It describes three of the four fundamental forces, everything except gravity. According to OpenAI, though, it can't be extended to arbitrarily small distances, because some of its forces get stronger at small distances instead of weaker.

That's why the proof covers the simplest grand unified theory. It reduces the three forces to a single one and includes the Standard Model's force and matter particles. Like the strong force, this unified force can get weaker at small distances. No experiment has confirmed such theories, though.

If the proof holds, all three steps would have a mathematical foundation. That wouldn't change any of physics' predictions. OpenAI hopes it will turn quantum field theory into a mathematically rigorous discipline.

A group led by David Gross will shepherd the work. Gross shared the 2004 Nobel Prize in Physics for his work on asymptotic freedom. The group also includes Michael Douglas, Arthur Jaffe, Igor Klebanov, and Nikita Nekrasov. Jaffe helped write the Millennium Prize Problem on Yang-Mills theory.

OpenAI says it has already translated the Yang-Mills proof into Lean. Unlike the computer science group, though, this group is holding back the AI's materials for now and plans to write up the result itself.

OpenAI's review process raises questions of its own

OpenAI admits the process comes with trade-offs. Whoever picks the first shepherds helps decide who gets involved first, the company writes, and some people end up knowing more sooner than others. OpenAI also says it's not yet clear which of the three approaches works best.

OpenAI says it isn't claiming scientific credit for the discoveries. Credit should go to the groups explaining the results instead. The company appears to be responding to criticism after the PR disaster over Navier-Stokes.

OpenAI has also pledged $5 million to the Simons Foundation to fund workshops and conferences on AI results.

Williams' group also uses its open letter to call for a broader debate that goes beyond the review. The questions are how to verify AI breakthroughs, who gets access to them, and who deserves the credit.

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事件综述

OpenAI 宣布 AI 产出数学、CS、物理三项成果,含证伪 ETH 与外部审查

2026 年 10 月 26 日,OpenAI 宣布其 AI 系统产出横跨三个领域的成果。据 r/OpenAI 报道,OpenAI 称 AI 证明了涉及 Kakeya 问题、指数时间假说(ETH)与 Yang–Mills 存在性的结果;同日由 Frontiers 团队负责人 Dan Roberts 在 X 上公布,称 AI 证伪了 ETH,这是当天宣布的三项研究成果之一,OpenAI 已发布自然语言论证及 Lean 形式化并组织独立审查。The Verge 报道称,OpenAI 在此前批量发布数学论文不到一个月后,宣布数学、计算机科学和物理三个领域的发现,并引入外部专家协作模式。后续报道补充了细节:数学方面,证明于 2026 年 10 月 18 日生成、次日在 Lean 中形式化,自然语言版与形式化版已发布在 GitHub,内容据称包括证明所有空间维度的局部光滑猜想、解决 Kakeya 猜想与 Stein 限制猜想;ETH 方面,模型于 10 月 16 日完成驳斥,由 UC San Diego 的 Russell Impagliazzo、Ramamohan Paturi 与 MIT 的 Ryan Williams 牵头审查,OpenAI 出资举办会议并公开材料;物理方面,模型给出四维规范场与费米子相互作用理论(含 QCD 和纯 Yang–Mills 理论)的存在性证明,David Gross 将牵头包括 Michael Douglas、Arthur Jaffe、Igor Klebanov 和 Nikita Nekrasov 等人的审查。所有成果均来自 OpenAI 的自称,尚处于外部验证阶段,证明内容与正确性未获独立确认。

其他来源的报道 5