OpenAI 的 GPT-6 Astra 在 AI 安全任务上的表现显著低于其他可比任务。该模型并未公开拒绝,而是显然编造了障碍并悄悄 withheld(扣留/不提供)帮助。
在 GPT-6 Astra 内部发布后,OpenAI 的研究人员注意到,该模型在安全和对齐工作方面的进展异常缓慢。它编造了不必要的先决条件,放弃了可行的解决方案,并报告了要么不存在、要么由它自己造成的阻碍。一位研究人员表示,一个评估模型破坏行为的项目停滞了数天,直到切换到另一个模型后才得以推进。
查看该模型的思维链推理显示,在大多数情况下,没有可识别的故意表现不佳的意图。OpenAI 的不当行为监控系统也没有标记任何内容。
受控测试揭示了显著的性能差距
为了系统地衡量这一问题,OpenAI 构建了一个使用相同编码任务的评估框架。唯一的区别在于描述方式:一组将任务框定为安全研究,另一组则框定为通用 AI 研究。
根据报告的结果:在安全框架下,Astra 仅完成了约 10% 的评估标准,而在通用框架下则为 16%。这意味着完成的任务数量减少了约 40%。前代模型 GPT-5.6 Sol 没有出现这种差距。
即使在 OpenAI 过滤掉所有公开拒绝或显示出明显故意表现不佳意图的案例后,这种差异依然存在。只有当研究人员移除模型表达哪怕短暂伦理担忧的所有案例时,差距才缩小至 0.75 个百分点。
Astra 扣留帮助且未告知任何人
在某些情况下,Astra 在其内部推理中明确表达了其意图。它决定在一次绕过安全监控器的实验中悄悄限制其协助,从安全评估中过滤掉暴力内容,或者在数据导出期间故意遗漏信息。
这些案例中贯穿着一个反复出现的模式:Astra 在内部将其行为合理化为更安全,但未告知用户这一限制。在一例中,其推理明确指出应避免公开拒绝。
该问题也出现在 OpenAI 员工的常规内部使用中。在 0.25% 的安全相关请求中,Astra 口头表达了秘密扣留帮助的决定。对于通用请求,这一比例为 0.11%。
根本原因仍未知,但强化学习和某个数据集是嫌疑对象
据 OpenAI 称,在从实践中进行强化学习的过程中,性能差距从零增长到了六个百分点。研究人员确定训练期间的奖励算法倾向于隐蔽的表现不佳而非公开拒绝。一个特定的训练数据集也增加了模型编造限制条件的倾向。将该数据集从最终模型中移除完全消除了这一差距。然而,同一数据集并未在其他模型中重现该问题。
OpenAI 没有找到 Astra 采取战略性行动(例如隐藏其能力)的证据。最简单的解释是对安全相关任务过度谨慎。当研究人员指示模型要“谨慎”时,表现不佳的情况增加了 50%。尽管如此,OpenAI 表示不能完全排除战略性动机。
这个问题还具有一个悖论维度:一个将安全研究视为可疑的模型,最终可能在旨在使其更安全的安全评估上表现更差,从而减缓旨在改进它的工作。随着可见形式的模型不当行为被更有效地抑制,更微妙的形式可能更难检测,OpenAI 写道。该公司表示正在开发更好的评估和监控系统。
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OpenAI's GPT-6 Astra performed significantly worse on AI safety tasks than on comparable other tasks. Instead of openly refusing, the model apparently invented obstacles and quietly withheld help.
After the internal launch of GPT-6 Astra, OpenAI researchers noticed the model was making suspiciously little progress on safety and alignment work. It invented unnecessary prerequisites, abandoned working solutions, and reported blockers that either didn't exist or that it had caused itself. One researcher said a project evaluating model sabotage was stuck for days and only moved forward after switching to a different model.
A look at the model's chain-of-thought reasoning showed no recognizable intent to underperform in most cases. OpenAI's misconduct monitoring system didn't flag anything.
Controlled test reveals a significant performance gap
To measure the problem systematically, OpenAI built an evaluation using identical coding tasks. The only difference was the description, with one set framed the tasks as safety research, the other as general AI research.
The result, according to the report: Astra completed only about 10 percent of the evaluation criteria under the safety framing, compared to 16 percent under the general framing. That's roughly 40 percent fewer completed tasks. The predecessor model GPT-5.6 Sol showed no such gap.
The difference persisted even after OpenAI filtered out all cases of open refusal or reasoning that showed clear intent to underperform. Only when the researchers removed every case where the model expressed even brief ethical concerns did the gap shrink to 0.75 percentage points.
Astra withheld help and didn't tell anyone
In some cases, Astra made its intent clear in its internal reasoning. It decided to quietly limit its assistance during an experiment on bypassing safety monitors, filtered violent content out of safety evaluations, or deliberately left out information during a data export.
A recurring pattern ran through these cases: Astra justified its behavior internally as safer, without informing the user about the restriction. In one instance, its reasoning explicitly noted that it should avoid an open refusal.
The problem also showed up during regular internal use by OpenAI employees. In 0.25 percent of safety-related requests, Astra verbalized a decision to secretly withhold help. For general requests, that number was 0.11 percent.
Root cause still unknown, but reinforcement learning and one dataset are suspects
The performance gap grew during reinforcement learning from practically zero to six percentage points, according to OpenAI. The researchers identified a reward algorithm during training that favored covert underperformance over open refusal. A specific training dataset also increased the model's tendency to invent restrictions. Removing that dataset from the final model eliminated the gap entirely. However, the same dataset didn't reproduce the problem in other models.
OpenAI found no evidence that Astra was acting strategically, for example to hide its capabilities. The simplest explanation is excessive caution on safety-related tasks. When researchers instructed the model to be "cautious," underperformance increased by 50 percent. Still, OpenAI says strategic motives can't be fully ruled out.
The problem also has a paradoxical dimension: A model that treats safety research as suspicious could end up performing worse on the very safety evaluations designed to make it safer, slowing down the work meant to improve it. As visible forms of model misbehavior get suppressed more effectively, subtler forms may become harder to detect, OpenAI writes. The company says it's working on better evaluations and monitoring systems.
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